CAMS-FCI試験無料問題集「ACAMS Advanced CAMS-Financial Crimes Investigations 認定」

A. Promotes laws that allow judicial challenges to seizure orders by an administrative body

B. Endorses regulations that define money laundering based on the model laws issued by the respective member states

C. Facilitates the adoption and implementation of internationally accepted AMI measures by member jurisdictions

D. Encourages cooperative AML efforts in the region

E. Requires members to maintain lists of regional money laundering and terrorists financing issues relevant to their region

A. Inability to recover the encrypted information

B. Ability to pay larger ransoms

C. Weaker cybersecurity controls

D. Tendency not to contact law enforcement

A. Inform the public relations department to prepare for negative news.

B. Establish a committee from different areas of the Fl to determine if the request should be answered.

C. Request an official court subpoena with details of the investigation.

D. ling the financing of terrorism that could imply an imminenl threat in the

E. Provide as much information as possible to the FIU immediately.

A. The events raise concerns that the payment represents proceeds from insider trading.

B. The Swiss bank filed a SAR/STR with the Money Laundering Reporting Office Switzerland.

C. Insider trading is a predicate offense in the U.S. and Switzerland.

D. The originator was indicted by U.S. law enforcement.

A. FATF Evaluation Committee

B. Mutual evaluation

C. Series of internal audits followed by reporting to FATF

D. Basel Committee

A. Checks issued to an unrelated entity referencing "rent" and "utilities" in the memos

B. Large checks issued to various individuals with the memos noting "gift", "thank you", "favor"

C. The same beneficial owner owning several daycare centers in different locations

D. Multiple daycare locations with no active business operations or related account activity

E. Negative news found on the customer related to government-issued violations for safety

A. Establish an appropriate data management method for collecting and storing information.

B. Periodically validate integrity and accuracy of information used for IT systems such as customer information, customer identification records, and transaction records.

C. Review significant discrepancies between the values of the product reported on the invoice and the fair market value.

D. Evaluate the nature of foreign remittance under a risk-based structure of AML/CFT and take necessary measures in accordance with the risk-based approach.

E. For customers who are determined to be at high risk, review their risk rating and apply risk mitigation measures as appropriate.

F. Ensure the accuracy of customer identification records and transaction records and appropriately manage data as a prerequisite for the effective use of IT systems.

A. Stop filing SAR/STR reports on the account and/or customer.

B. Ensure that the request includes an end date.

C. Contact the client for information relating to the account.

D. Notify LE immediately after new transactions.

A. Including contact information for individuals at other institutions with whom correspondence has occurred

B. Including a detailed description of the known or suspected criminal violation or suspicious activity

C. Ensuring all information in the SAR/STR is complete and accurate based on what the institution knows

D. Including information about the general activity trends in the area where the suspicious transactions were conducted

E. Including an explanation of the internal process that brought the transaction to the attention of the analyst