CGSS試験無料問題集（122題）「ACAMS Certified Global Sanctions Specialist 認定」

出題：1

Under an asset freeze it is generally prohibited to do the following except?

A. engage in actions that, directly or indirectly, circumvent the financial sanctions prohibitions

B. deal with the frozen funds or economic resources, belonging to or owned, held or controlled by a designated person

C. make funds or economic resources available, directly to, or for the benefit of, a designated person

D. make funds or economic resources available, indirectly, to, or for the benefit of, a designated person

E. None of the above

正解：E 解答を投票する

出題：2

If the Security Council issues quasi-judicial proclamations against any nation that has a responsibility to take a judicial approach and comply with the basic requirements of natural justice, what might be the Council's main concern against that nation?

A. The major concern would be good faith of states of that country

B. The major concern would be to prevent the supply from non-state actors of weapons of mass destruction

C. The major concern would be the sanctions regime against that country.

D. The major concern would be the ability to create legal obligations against that country

E. The major concern would be the de facto government

正解：C 解答を投票する

出題：3

What happened when the Council applied its first sanctions regime, against the illegal white minority regime in Southern Rhodesia?

A. The Council has tended not to invoke both Articles 39 and 41.

B. It expressly invoked both Articles 39 and 41 of the Council as the basis for its action.

C. The Council has discontinued acknowledging Article 39.

D. The council made a determination of the type envisaged by both Article 39 and 41.

E. The council neglected both Articles 39 and 41.

正解：B 解答を投票する

出題：4

In the late spring of 1998, the use or threat of sanctions by the US. Washington and its European partners announced additional steps of economic denial in a collective effort to discourage the escalation of which military force?

A. German military

B. Syrian military

C. Japanese military

D. Chinese military

E. Serbian military

正解：E 解答を投票する

出題：5

Why threatening to change the exchange pattern in an existing economic relationship is often insufficient to guarantee the power of negotiation between states?

A. If an exchange is taking place between two rational economic actors, then the terms of exchange can be assumed to be Pareto optimal

B. The sender can derive political leverage from the target's dependence on the gains from a trading relationship

C. It may impact the raw material needed for manufacturing products.

D. It will domestically impact the sender economy

E. The sender must be willing to sacrifice some of its gains from trade

正解：A,B,E 解答を投票する

出題：6

Financial sanctions are restrictions put in place by the UN, EU or UK to do which of the following?

A. Limit the amount of sanctioned trades

B. Restrict access to financial markets

C. Conserve sudden financial spikes in the economy

D. Limit the provision of certain financial services

E. Restrict access to funds and economic resources

正解：B,D,E 解答を投票する

出題：7

Asset freezing legislation generally permits a person to make which of the following payments into a frozen account without the need for a license from OFSI, so long as those funds are frozen after being paid in:

A. Any payments due to a designated person under contracts, agreement or obligations that were concluded or arose before the date the person became sanctioned

B. Any payment from an unknown source

C. Any interest or earnings on the account

D. Any interest or earnings that is not on the account

正解：A,C 解答を投票する

出題：8

The violation of sanctions can lead to numerous consequences. Choose the penalities authorized by the UN for such a scenario?

A. Considered criminal

B. All of the above

C. Fines

D. Prosecution

E. Punished to death

正解：B 解答を投票する

出題：9

When effectiveness and externalities do not encourage the use of incentives what can happen?

A. This can affect the effectiveness of the economic statecraft

B. The economic incentives will be preferred over economic threats

C. It can punish or reward particular policies

D. The relative effectiveness of incentives decreases

E. The trade-off between political externalities/effectiveness can create provocative dilemmas

正解：E 解答を投票する

出題：10

How the offending party can withdraw or correct defective filings?

A. Through mitigate expenses to a reasonable extent

B. By correlating the response, in hours and funds expended, to the merit of the claims

C. By appealing to the court

D. The safe harbor provision offers the offending party an opportunity to withdraw or correct defective filings

E. Through mitigating factor resulting in a lesser sanction

正解：D 解答を投票する

CGSS試験無料問題集「ACAMS Certified Global Sanctions Specialist 認定」