CGSS試験無料問題集（122題）「ACAMS Certified Global Sanctions Specialist 認定」

出題：1

Domestic theories include three reasons that function toward the effectiveness of economic exploitation. Choose the ones that are correctly stated.

A. Targeted governments may prefer penalties, for reasons of economics and politics.

B. Sanctions are often imposed half-heartedly by sender governments because of the need to satisfy domestic political pressure to do something in response to some aspect of target behavior

C. Targeted governments may prefer sanctions for reasons related to the racketeering of the economy.

D. Even if sanctions are solid, target governments may use the specter of foreign pressure to establish a 'rally-round-the-flag' effect.

正解：A,B,D 解答を投票する

出題：2

If, in a roll-call, the members of the league council unanimously agreed with the subcommittee's conclusions on war and convent breach, where could the matter further proceed?

A. To the office of President

B. To the armed forced

C. To the Convent

D. To the league assembly

E. To the Security Council

正解：D 解答を投票する

出題：3

According to OFSI, how long does it typically take to get a license?

A. Two weeks

B. Four weeks

C. One week

D. Up to two months

E. Three weeks

正解：B 解答を投票する

出題：4

Which of the following schemes demonstrates unilateral coercive measures that have a negative effect on the basic means of survival?

A. The right to impose financial sanctions.

B. Immunity of ESC-rights to economic sanctions.

C. Impact of international human rights law.

D. Human rights objectives.

E. The friction of international law.

正解：B,C 解答を投票する

出題：5

Which of the following best describes the Supreme Court's rule with respect to overruling criminal penalties imposed for misrepresentations in court filings?

A. The relevant documents referred to in, and exhibited with, the said affidavit which must include true copies of the judgments with which the application is concerned that is, both of the court below and the court of the first instance verified by affidavit must be provided

B. An order shall apply to the Court from the court below in civil cases, and to matters related thereto

C. False statements in judicial proceedings are not punishable under 18 U.S.C. § 1001, the federal false-statements statute

D. The respondent may, if he so desires, file in reply to a counter affidavit not later than two days before the hearing date

正解：C 解答を投票する

出題：6

Which of the following could affect the pursuit and implementation of incentive policies?

A. National Struggle

B. Factional struggle

C. Individual Struggle

D. Partisan struggle

E. Institutional struggle

正解：B,D,E 解答を投票する

出題：7

Under the 1993 Rule 11, as under the prior rule, parties have the continued obligation to mitigate damages resulting from a Rule 11 violation.
Which of the following may relate to this situation?

A. United Food & Commercial Workers Union Local No. 115 v. Armour & Co., 106 F.R.D. 345, 349-50 (N.D. Cal. 1985) - Court reduced fee request because counsel over-litigated the case.

B. Hamil v. Mobex Managed Servs. Co., 208 F.R.D. 247, 250 (N.D. Ind. 2002) - "[A] party must request Rule 11 sanctions as soon as practicable after discovery of a Rule 11 violation."

C. Danvers v. Danvers, 959 F.2d 601, 605 (6th Cir. 1992) - Remanded for reduction of sanctions award where defendant's attorney spent several hours researching and preparing for discovery on meritless action rather than moving to dismiss.

D. Pollution Control Indus. of Am. v. Van Gundy, 21 F.3d 152, 156 (7th Cir. 1994) - Vacating sanctions against plaintiffs and remanding for appropriate award where defendants had a duty to mitigate costs but failed to raise the dispositive issue in a prompt and cost-efficient manner.

E. Thomas v. Capital Sec. Serv., 836 F.2d 866, 879 (5th Cir. 1988) - "A party seeking Rule 11 costs and attorneys' fees has a duty to mitigate those expenses by correlating his response, in hours and funds expended, to the merit of the claims."

正解：B 解答を投票する

出題：8

Courts agree that attorneys' inquiry into the legal and factual basis of their claims need only be reasonable under the circumstances.
Which of the following relates to this?

A. Rodriguez v. Local 112, Int'l Fed'n of Technical Eng'rs, No. Civ. 870142, 1989 U.S. Dist. LEXIS 9071, at *15 (D. Mass. Aug. 3, 1989) - Documents refuting allegations of discrimination complaint available from the state agency.

B. Vernon v. Port Authority of N.Y., 95 Civ. 4594 (PKL), 2003 U.S. Dist. LEXIS 9566, at *17-18 (S.D.N.Y. June 6, 2003) - Declining to award sanctions on the attorney for misstating status of discovery record where the attorney was new to the case, prior attorney's files had been destroyed, and information was not apparent from the record.

C. Chris & Todd, Inc. v. Arkansas Dep't of Fin. & Admin., 125 F.R.D. 491, 494 (E.D. Ark. 1989) Sanctions imposed upon the attorney who discussed general content of amended complaint with clients prior to filing but did not inform clients of the exact wording of new allegations, which proved to be false.

D. Zenith Elecs. Corp. v. Exzec, Inc., No. 93 C 5041, 1997 U.S. Dist. LEXIS 20762, at *38-41 (N.D. Ill. Dec. 24, 1997) - Use of "information and belief" pleading not sanctionable at early stages of litigation where facts are complex.

E. Wigod v. Chicago Mercantile Exch., 981 F.2d 1510, 1523 (7th Cir. 1992) - Upholding sanctions award against plaintiff's attorney who failed to interview attorneys who represented the plaintiff in related proceedings and other available witnesses.

正解：B,D 解答を投票する

出題：9

Asset freezing legislation generally permits a person to make the following payments into a frozen account without the need for a licence from OFSI, so long as those funds are frozen after being paid in which of the following?

A. Any earnings on the account

B. Any interest on the account

C. Any payments due to a designated person under contracts

D. Any trademarks and patents created within the account

E. Any agreement or obligations that were concluded or arose before the date the person became sanctioned

正解：B 解答を投票する

出題：10

The economic incentives are effectively used to achieve substantive goals.
What other purposes are addressed by these incentives under sanctions?

A. An individual to give up assets

B. A targetted state to compel or change their policy

C. To reform a state for better

D. To change the public behavior

E. A state to surrender

正解：B 解答を投票する

CGSS試験無料問題集「ACAMS Certified Global Sanctions Specialist 認定」