CFE-Investigation試験無料問題集（170題）「ACFE Certified Fraud Examiner

出題：1

Marilyn, a Certified Fraud Examiner (CFE). is reasonably sure that Shelly, her primary suspect, committed the fraud in question Before scheduling an admission-seeking interview with Shelly. Marilyn should be reasonably sure of all of the following EXCEPT:

A. That the interview's time and location can be controlled

B. That all reasonable investigative steps have been taken

C. That no other person was involved in the fraud in question

D. That the interview's subject matter can be controlled

正解：C 解答を投票する

出題：2

Which of the following statements concerning access to nonpublic records is FALSE?

A. During the government's criminal investigation, a fraud examiner not employed by the government has a right to access relevant documents that the government has obtained.

B. When civil litigation has commenced, a party often may obtain a subpoena or legal order for an individual's relevant bank records.

C. An audit clause can be designed to allow a party to inspect the books of a business partner or vendor.

D. A fraud examiner can request a business's bank records even if the business is not legally obligated to comply.

正解：A 解答を投票する

出題：3

When reporting the results of a fraud examination, it is BEST to include copies (not originals) of important documents in the formal report.

A. True

B. False

正解：B 解答を投票する

出題：4

Tyson, a fraud examiner, is planning an interview with Briann
a. the girlfriend of the central suspect in Tyson's investigation. Previous interviews with others have revealed that Brianna tends to be very protective of her boyfriend How should Tyson approach the interview with Brianna?

A. Conduct the interview with as little notice as possible so Brianna will be unprepared

B. Provide Brianna with advance notice prior to the interview to inhibit resentment.

C. Avoid interviewing Brianna if possible due to Brianna's potential volatility.

D. Ask Brianna when she would prefer to be interviewed in an effort to provoke cooperation.

正解：D 解答を投票する

出題：5

Due to risks of illicit transactions, most jurisdictions require financial institutions to obtain information about which of the following from an institution with which they have a foreign correspondent relationship?

A. The institution's branch addresses

B. The institution's licenses or certifications

C. The institution's client loan profiles

D. The institution's tax statements

正解：A 解答を投票する

出題：6

Which of the following statements concerning a well-written fraud examination report is MOST ACCURATE?

A. The report should convey all Information provided by witnesses

B. Signed copies of the fraud examiner's interview notes should be used to report interview details

C. Only relevant facts that support the fraud allegation should be included in the report

D. The report writer should avoid technical jargon where possible

正解：C 解答を投票する

出題：7

Which of the following data analysis functions is used to determine whether company policies are met by employee transactions, such as verifying that traveling employees book their accommodations at approved hotels?

A. The gap testing function

B. The correlation analysis function

C. The compliance verification function

D. The Join function

正解：C 解答を投票する

出題：8

Which of the following is a reason why a subject's credit card records and statements can be useful in tracing investigations?

A. Credit card records can provide leads to help identify a subjects hidden assets

B. Credit card records can show signs that the subject has skimmed funds.

C. Credit card statements show the source of the funds used to pay a credit card bill.

D. Credit card statements provide insight into the subject's litigation history

正解：A 解答を投票する

出題：9

Which of the following BEST describes the data analytics approach known as predictive analytics?

A. The configuration of a business program to emulate and Integrate the actions of a human to execute certain business processes, thus increasing efficiency and automating repetitive manual tasks

B. The employment of computer systems to perform human-like tasks such as visual perception and decision-making

C. The use of historical data, along with analyses, statistics, and machine learning components, to build a mathematical model that captures important trends and creates a quantitative forecast

D. The use of layered artificial neural networks to accommodate more data and more sophisticated algorithms to identify complex patterns

正解：C 解答を投票する

出題：10

All of the following are true with regard to textual analytics EXCEPT:

A. Textual analytics provides the ability to uncover warning signs of potentially fraudulent employee behavior

B. The purpose of textual analytics is to search for and find an admission of fraud that can be presented in court

C. Textual analytics is used to reveal patterns, sentiments, and relationships indicative of fraud

D. When conducting textual analysis, the fraud examiner should come up with a list of fraud keywords to search for.

正解：B 解答を投票する

CFE-Investigation試験無料問題集「ACFE Certified Fraud Examiner - Investigation 認定」