CFE-Law試験無料問題集（102題）「ACFE Certified Fraud Examiner 認定」

出題：1

Raj is an employee who works in a jurisdiction that prohibits unreasonable workplace searches and surveillance in areas or items where employees have a reasonable expectation of privacy. In which of the following is Raj MOST LIKELY to have a reasonable expectation of privacy?

A. A company-issued tablet computer

B. A filing cabinet in the office lobby

C. A backpack brought from home

D. A waste bin m the employee's office

正解：C 解答を投票する

出題：2

The Financial Action Task Force (FATF) Recommendations advise countries to do all of the following EXCEPT:

A. Require financial institutions to monitor their customers' political affiliations.

B. Require financial institutions to keep certain records and establish anti-money laundering policies.

C. Enable authorities to trace freeze, and confiscate assets suspected in money laundering and terrorist financing

D. Use a risk-based approach when setting anti-money laundering policies

正解：A 解答を投票する

出題：3

Which of the following is the MOST ACCURATE statement about serf-regulatory organizations (SROs) in the securities industry?

A. In most jurisdictions. SROs are prohibited from participating in the resolution of disputes related to securities transactions

B. An SRO generally has sole regulatory authority over the securities industry in the jurisdiction in which it operates

C. An SRO is a governmental entity that exercises regulatory authority over the securities industry in its jurisdiction

D. In some jurisdictions SROs establish the standards and rules under which members of the securities industry operate

正解：D 解答を投票する

出題：4

Which of the following statements concerning alternative remittance systems is INCORRECT?

A. The systems are not necessarily illegal.

B. The ledgers used typically contain information regarding payers and payees, such as names and account numbers.

C. The systems are characterized by a lack of physical or digital transfer of currency between payers and payees.

D. Funds are sent and received without the use of traditional financial institutions.

正解：A 解答を投票する

出題：5

Smith, a Certified Fraud Examiner (CFE). works for the ABC Company, a private entity that operates w\ a jurisdiction with civil laws for defamation, invasion of privacy. and conflict of interest Smith seizes and searches the personal smartphone of Green an employee of ABC even though Green was not suspected of any wrongdong Assuming that Green had a reasonable expectation of privacy in the smartphone and Smith conducted the search without a legitmate interest or authority, under which of the following claims would Green MOST LIKELY be able to recover damages against Smith?

A. Slander

B. Conflict of interest

C. Public disclosure of private facts

D. Intrusion into Green's private matters

正解：D 解答を投票する

出題：6

Ellis works for a business that filed for bankruptcy. The administrator presiding over the bankruptcy contacts Ellis and requests information regarding his employer's financial affairs Assuming the administrator has all of the powers recommended in the World Bank Principles for Effective Insolvency and Creditor/Debtor Regimes (World Bank Principles) which of the following is TRUE?

A. The administrator may not obtain the information unless the business agrees in writing

B. The administrator may compel Ellis to provide the information despite Ellis's relationship to the business

C. The administrator may only seek information regarding the bus ness that filed bankruptcy if Ellis consents to providing it.

D. The administrator has no power to obtain the information under any circumstances

正解：B 解答を投票する

出題：7

If Mary uses legal means to lower her tax bill through legitimate deductions and credits she is engaging m tax evasion

A. True

B. False

正解：B 解答を投票する

出題：8

Which of the following is the MOST ACCURATE statement about the different types of alternative dispute resolution'?

A. The agreements reached in mediations are generally nonbinding.

B. In an arbitration proceeding the arbitrator acts as a judge or jury by deciding the dispute at issue on its merits

C. The decisions reached in all arbitrations are always binding

D. In a mediation session, the mediator decides who should win the dispute at issue

正解：C 解答を投票する

出題：9

To determine if a misrepresentation in the offer or sale of any securities is material a fraud examiner should answer which of the following questions?

A. ''Did the person who made the representation intend to mislead potential investors?

B. "Would a reasonable investor wish to know the information to make an informed decision?"

C. "Did the person who made the representation believe that it was suitable for potential investors?"

D. "Was the misrepresentation made by an authorized individual?"

正解：B 解答を投票する

出題：10

Which of the following statements concerning examinations of expert witnesses in most inquisitorial jurisdictions is accurate?

A. The judge is not allowed to question the expert's credibility under any circumstance

B. The expert has the discretion to determine the scope of the examinations

C. The parties determine the extent of consideration to be given to the expert's testimony

D. The parties are often allowed to question the expert's methods and analysis

正解：D 解答を投票する

CFE-Law試験無料問題集「ACFE Certified Fraud Examiner 認定」